Investment Disclaimer

1. No Offer to Sell Securities

This website and all materials contained herein do not constitute an offer to sell, or a solicitation of an offer to buy, any securities or investment advisory services. Any such offer or solicitation will be made only through definitive offering documents which contain important information about risks, fees, and expenses.

Nothing on this website should be construed as investment advice, a recommendation, or an endorsement of any particular security, strategy, or investment product.

2. Risk of Loss

INVESTING IN SECURITIES INVOLVES SUBSTANTIAL RISK OF LOSS. YOU MAY LOSE SOME OR ALL OF YOUR INVESTMENT.

All investments carry risk, and different investment strategies carry different types and levels of risk. Before investing, you should carefully consider your financial situation, investment objectives, risk tolerance, and time horizon. You should consult with qualified financial, tax, and legal advisors before making any investment decision.

2.1 Specific Investment Risks

Investment strategies employed by Oriental Holdings LLC may involve the following risks, among others:

• Market Risk: Market values may decline due to economic, political, or market conditions
• Liquidity Risk: Inability to sell positions quickly or at fair prices
• Leverage Risk: Use of borrowed funds magnifies both gains and losses
• Concentration Risk: Concentrated positions may increase volatility
• Counterparty Risk: Risk of default by brokers, banks, or other counterparties
• Regulatory Risk: Changes in laws or regulations may adversely affect investments
• Currency Risk: Foreign currency exposure may impact returns
• Interest Rate Risk: Changes in interest rates may affect fixed-income securities
• Credit Risk: Risk of default by bond issuers or borrowers
• Operational Risk: Failures in systems, processes, or personnel
• Cybersecurity Risk: Data breaches or system failures

3. Past Performance

PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS.

Any performance data presented is historical and does not guarantee future performance. Actual results may vary significantly from backtested, hypothetical, or historical performance. Market conditions change, and past results may not be repeatable.

Performance results presented may not reflect the deduction of advisory fees, brokerage commissions, custodial fees, and other expenses. If such fees and expenses were deducted, performance would be lower. Different fee structures may result in materially different net performance.

4. Hypothetical and Backtested Performance

HYPOTHETICAL OR BACKTESTED PERFORMANCE RESULTS HAVE INHERENT LIMITATIONS.

Backtested and hypothetical performance is not actual performance and should be considered with caution. Such results:

• Are designed with the benefit of hindsight
• Do not reflect actual trading or market impact
• May not account for all costs, fees, and expenses
• Assume reinvestment of dividends and other income
• May reflect assumptions that cannot be replicated in actual trading
• Do not represent actual client performance

5. Forward-Looking Statements

This website may contain forward-looking statements regarding our expectations, beliefs, intentions, or strategies regarding the future. Forward-looking statements involve risks and uncertainties, and actual results may differ materially from those expressed or implied.

We undertake no obligation to update forward-looking statements to reflect actual results, changed assumptions, or other factors. Forward-looking statements speak only as of the date they are made.

6. No Tax, Legal, or Accounting Advice

The information provided on this website is for informational purposes only and does not constitute tax, legal, or accounting advice. Tax laws are complex and subject to change. Legal and accounting considerations vary based on individual circumstances.

You should consult with your own tax advisor, attorney, and accountant regarding the tax, legal, and accounting implications of any investment decision.

7. Accredited Investor and Qualified Purchaser Requirements

Investment opportunities presented by Oriental Holdings LLC are available only to accredited investors as defined in Rule 501 of Regulation D under the Securities Act of 1933, and in certain cases, to qualified purchasers as defined in Section 2(a)(51) of the Investment Company Act of 1940.

By accessing this website, you represent that you are an accredited investor or qualified purchaser (as applicable) or are evaluating this information on behalf of such a person.

8. Conflicts of Interest

Oriental Holdings LLC and its affiliates may have conflicts of interest that could affect the impartiality of the information presented. Such conflicts may include:

• Receipt of management fees and performance-based compensation
• Principal trading and agency cross transactions
• Receipt of soft dollar benefits from brokers
• Personal investments in the same or similar securities
• Allocation of investment opportunities among clients
• Relationships with service providers and counterparties

All material conflicts of interest are disclosed in our Form ADV Part 2A, which is provided to clients and prospective clients.

9. Third-Party Information

This website may contain information obtained from third parties, including market data, financial data, and research reports. While we believe such information to be reliable, we have not independently verified it and make no representation as to its accuracy or completeness.

Links to third-party websites are provided for convenience only. We do not endorse or take responsibility for the content, accuracy, or privacy practices of third-party sites.

10. Geographic Limitations

Our investment advisory services are offered only in jurisdictions where we are registered or exempt from registration. This website is intended for use only by residents of the United States.

Persons located outside the United States should not access this website or seek our investment advisory services unless they meet applicable local requirements and we are permitted to provide services in that jurisdiction.

11. Testimonials and Endorsements

If this website includes testimonials or endorsements:

• They represent the views of specific clients at a specific time
• They may not be representative of all client experiences
• Clients providing testimonials may have received compensation
• Past performance referenced in testimonials is not indicative of future results
• Individual results may vary based on circumstances, market conditions, and other factors

12. Accuracy of Information

While we strive to provide accurate and current information, we make no warranties or representations regarding the accuracy, completeness, or timeliness of any information on this website. Information may become outdated, and we are under no obligation to update it.

Errors and omissions may occur. If you believe you have found an error, please contact us so that we may correct it.

13. No Client Relationship Created

Use of this website does not create a client-adviser relationship. A formal client relationship is established only through execution of an Investment Management Agreement and completion of our client onboarding process, including verification of accredited investor status and satisfaction of KYC/AML requirements.

14. Limitation of Liability

TO THE MAXIMUM EXTENT PERMITTED BY LAW, ORIENTAL HOLDINGS LLC DISCLAIMS ALL LIABILITY FOR:

• Investment losses or diminution in value
• Lost profits or consequential damages
• Errors or omissions in website content
• Technical failures or interruptions in service
• Unauthorized access to or alteration of your information
• Actions or omissions of third parties
• Reliance on information provided on this website

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